Regulatory Compliance

Mandatory regulatory disclosures, SEBI warnings, escalation matrix, and compliance information.

Mandatory Disclosures

Annexure B – Formats of Mandatory Display

i - Basic details of the SB such as registration number, registered address of Head Office and branches if any –

Stock Broker Name Registration Number CIN NO. Registered Address Branches (if any) Contact Number email ID
Pardiwala Sec Pvt Ltd INZ000224933 U67190MH2010PTC204022 4a Examiner Press Building, dalal Street Fort Mumbai 400001 NONE 22651196
22652692
22615168
M-9223471002		 rahul@rkpspl.com
Grievance Redressal

Escalation Matrix

Details of Contact Person Address Contact No. Email Id
Customer Care Riya Nandha 4a Examiner Press Building, dalal Street Fort Mumbai 400001 7218426367 rahul@rkpspl.com
Head of Customer care Ramesh Pardiwala 4a Examiner Press Building, dalal Street Fort Mumbai 400001 022 22651196 Pardiwala99@rkpspl.com
Compliance Officer Rahul Pardiwala 4a Examiner Press Building, dalal Street Fort Mumbai 400001 022 22615168 rahul@rkpspl.com
CEO Ramesh Pardiwala 4a Examiner Press Building, dalal Street Fort Mumbai 400001 022 22652692 Pardiwala99@rkpspl.com

Calling Timing: 9AM to 6PM

External Grievance Redressal

Client Funds

Bank Accounts Details

Sr. No. Bank Name Account Head Account Number IFSC Code
1 Bank of India PARDIWALA SECURITIES PVT LTD - USCNB A/C 008620110001635 BKID0000086
2 HDFC Bank Fort Branch PARDIWALA SECURITIES PVT LTD - USCNB A/C 00602560011666 HDFC0000060
Investor Awareness

Important Regulatory Announcements

Register Your Mobile Number & Email ID

Register your mobile number and email ID with us to prevent unauthorised transactions in your trading/demat account and to receive transaction alerts directly from the exchange/depository on your mobile/email.

KYC – One Time Exercise

KYC is a one time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund, etc.), you need not undergo the same process again when you approach another intermediary.

IPO Subscription – No Cheques Required

No need to issue cheques by investors while subscribing to IPOs. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. In case of non-allotment, the funds will remain in your bank account.

Protect Your Demat Account

Prevent unauthorised transactions in your demat account – update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. Issued in the interest of investors.

Transparency

Latest Complaint Data

In the interest of transparency, we publish complaint data as required by SEBI regulations. Data updated: June 2026.

SN Received from Carried forward from previous month Received during the month Total pending Resolved* Pending <3 months Pending >3 months Avg. resolution time (days)
1 Directly from Investors 0000000
2 SEBI (SCORES) 000000–
3 Stock Exchanges 000000–
4 Other Sources (if any) 000000–
Grand Total 0000000

* Includes complaints of previous months resolved in the current month. ** Total complaints pending as on the last day of the month.

Download Complaint Data (June 2026) View on SEBI SCORES Portal

Trend of Monthly Disposal of Complaints

SN Month Carried Forward Received Resolved* Pending**
1April – 20220000
2May – 20220000
3June – 20220000
4July – 20220000
5August – 20220000
6September – 20220000
7October – 20220000
8November – 20220000
9December – 20220000
10January – 20230000
11February – 20230000
12March – 20230000
13April – 20230000
14May – 20230000
15June – 20230000
16July – 20230000
17August – 20230000
18September – 20230000
19October – 20230000
20November – 20230000
21December – 20230000
22January – 20240000
23February – 20240000
24March – 20240000
25April – 20240000
26May – 20240000
27June – 20240000
28July – 20240000
29August – 20240000
30September – 20240000
31October – 20240000
32November – 20240000
33December – 20240000
34January – 20250000
35February – 20250000
36March – 20250000
37April – 20250000
38May – 20250000
39June – 20250000
40July – 20250000
41August – 20250000
42September – 20250000
43October – 20250000
44November – 20250000
45December – 20250000
46January – 20260000
47February – 20260000
48March – 20260000
49April – 20260000
50May – 20260000
51June – 20260000
Grand Total0000

Trend of Annual Disposal of Complaints

SN Year Carried Forward from Previous Year Received during the Year Resolved during the Year Pending at End of Year
12017–180000
22018–190000
32019–200000
42020–210110
52021–220000
62022–230000
72023–240000
82024–250000
92025–260000
102026–270000
Grand Total0110